Personnel Hong Kong SFC License Details (ID 84402)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Jefferies Hong Kong Limited	Rep	Dealing in securities	2011-07-05	2014-09-22
BOCI SECURITIES LIMITED	Rep	Dealing in securities	2011-06-08	2011-06-21
MACQUARIE CAPITAL LIMITED	Rep	Dealing in securities	2009-11-30	2011-02-21
FOX-PITT, KELTON (ASIA) LIMITED	Rep	Advising on securities	2008-03-03	2009-10-16