Personnel Hong Kong SFC License Details (ID 84409)

Personnel Hong Kong SFC License Details (ID 84409)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
JF INTERNATIONAL MANAGEMENT INC.	RO	Advising on securities	2018-10-03	2019-11-08
	RO	Asset management	2018-10-03	2019-11-08
JPMorgan Asset Management (Asia Pacific) Limited	RO	Advising on securities	2010-12-22	-
	RO	Asset management	2010-12-22	-
	Rep	Advising on securities	2007-10-16	2010-12-22
	Rep	Asset management	2007-10-16	2010-12-22
JPMorgan Funds (Asia) Limited	RO	Advising on securities	2007-03-26	-
	RO	Asset management	2007-03-26	-
	RO	Dealing in securities	2007-03-26	-
	Rep	Dealing in securities	2007-01-18	2007-03-26
CHARLES SCHWAB, HONG KONG, LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-07-31
	Rep	Advising on futures contracts	2003-04-01	2003-07-31
	Rep	Advising on securities	2003-04-01	2003-07-31
	Rep	Asset management	2003-04-01	2003-07-31
	Rep	Providing automated trading services	2003-04-01	2003-07-31
	Rep	Dealing in securities	2003-04-01	2003-07-31