Personnel Hong Kong SFC License Details (ID 84415)

Personnel Hong Kong SFC License Details (ID 84415)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
JPMorgan Asset Management (Japan) Limited	RO	Advising on futures contracts	2006-07-18	2011-03-31
	RO	Advising on securities	2006-07-18	2011-03-31
	RO	Asset management	2006-07-18	2011-03-31
JPMorgan Asset Management (Asia Pacific) Limited	RO	Dealing in futures contracts	2006-02-16	2012-01-19
	RO	Dealing in securities	2004-11-19	2012-01-19
	Rep	Dealing in securities	2003-04-28	2004-11-19
JF INTERNATIONAL MANAGEMENT INC.	RO	Advising on corporate finance	-	2004-11-19
	RO	Advising on securities	-	2012-01-19
	RO	Asset management	-	2012-01-19
JPMorgan Asset Management (Asia Pacific) Limited	RO	Advising on corporate finance	-	2004-11-19
	RO	Advising on futures contracts	-	2012-01-19
	RO	Advising on securities	-	2012-01-19
	RO	Asset management	-	2012-01-19