Personnel Hong Kong SFC License Details (ID 84417)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2020-08-14	2020-12-31
	Rep	Asset management	2020-08-14	2020-12-31
	Rep	Dealing in securities	2020-08-14	2020-12-31
	RO	Advising on securities	2015-09-21	2020-08-14
	RO	Asset management	2015-09-21	2020-08-14
	RO	Dealing in securities	2015-09-21	2020-08-14
	Rep	Advising on securities	2015-09-02	2015-09-21
	Rep	Asset management	2015-09-02	2015-09-21
	Rep	Dealing in securities	2015-09-02	2015-09-21
DWS Investments Hong Kong Limited	RO	Advising on securities	2014-06-10	2015-08-08
	RO	Asset management	2014-06-10	2015-08-08
	RO	Dealing in securities	2014-06-10	2015-08-08
	Rep	Advising on securities	2014-03-24	2014-06-10
	Rep	Asset management	2014-03-24	2014-06-10
	Rep	Dealing in securities	2014-03-24	2014-06-10
JF INTERNATIONAL MANAGEMENT INC.	RO	Advising on securities	2012-01-17	2012-12-22
JPMorgan Funds (Asia) Limited	RO	Advising on securities	2006-11-13	2012-12-22
	RO	Dealing in securities	2006-11-13	2012-12-22
JF INTERNATIONAL MANAGEMENT INC.	RO	Asset management	2006-07-18	2012-12-22
JPMorgan Asset Management (Asia Pacific) Limited	RO	Asset management	2006-05-30	2012-12-22
JPMorgan Funds (Asia) Limited	RO	Asset management	2006-05-30	2012-12-22