Personnel Hong Kong SFC License Details (ID 84421)

Personnel Hong Kong SFC License Details (ID 84421)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED	RO	Dealing in securities	2016-04-01	-
	Rep	Dealing in securities	2013-08-12	2016-04-01
JPMorgan Funds (Asia) Limited	Rep	Advising on securities	2009-04-20	2013-07-28
	Rep	Asset management	2009-04-20	2013-07-28
JPMorgan Asset Management (Asia Pacific) Limited	Rep	Advising on securities	2008-10-31	2013-07-28
	Rep	Asset management	2008-10-31	2013-07-28
JPMorgan Funds (Asia) Limited	Rep	Dealing in securities	2008-10-31	2013-07-28
Allianz Global Investors Asia Pacific Limited (SFC:AOA171)	Rep	Asset management	2007-02-07	2008-09-26
	Rep	Dealing in securities	2007-02-07	2008-09-26
Allianz Global Investors Hong Kong Limited	Rep	Asset management	2005-02-25	2008-09-26
	Rep	Dealing in securities	2005-02-21	2008-09-26
CHARLES SCHWAB, HONG KONG, LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-04-28
	Rep	Asset management	2003-04-01	2004-04-28
	Rep	Providing automated trading services	2003-04-01	2004-04-28
	Rep	Advising on securities	2003-04-01	2004-09-27
	Rep	Dealing in securities	2003-04-01	2004-09-27