Personnel Hong Kong SFC License Details (ID 84422)

Personnel Hong Kong SFC License Details (ID 84422)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PIMCO Asia Limited	RO	Advising on securities	2018-09-24	-
	RO	Asset management	2018-09-24	-
	RO	Dealing in securities	2018-09-24	-
	Rep	Advising on securities	2018-05-14	2018-09-24
	Rep	Asset management	2018-05-14	2018-09-24
	Rep	Dealing in securities	2018-05-14	2018-09-24
JF INTERNATIONAL MANAGEMENT INC.	RO	Advising on securities	2014-10-21	2018-02-26
	RO	Asset management	2014-10-21	2018-02-26
JPMorgan Asset Management (Asia Pacific) Limited	RO	Advising on futures contracts	2014-10-21	2018-02-26
	RO	Advising on securities	2014-10-21	2018-02-26
	RO	Asset management	2014-10-21	2018-02-26
	RO	Dealing in futures contracts	2014-10-21	2018-02-26
	RO	Dealing in securities	2014-10-21	2018-02-26
JF INTERNATIONAL MANAGEMENT INC.	Rep	Advising on securities	2011-08-29	2014-10-21
	Rep	Asset management	2011-08-29	2014-10-21
JPMorgan Asset Management (Asia Pacific) Limited	Rep	Dealing in securities	2011-04-18	2013-12-10
	Rep	Advising on futures contracts	2004-04-27	2014-10-21
	Rep	Advising on securities	2004-04-27	2014-10-21
	Rep	Asset management	2004-04-27	2014-10-21