Personnel Hong Kong SFC License Details (ID 84424)

Personnel Hong Kong SFC License Details (ID 84424)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FIL Investment Management (Hong Kong) Limited	Rep	Advising on securities	2023-08-01	-
	Rep	Dealing in securities	2023-08-01	-
WELLINGTON MANAGEMENT HONG KONG LIMITED	Rep	Advising on securities	2019-09-13	2023-07-18
	Rep	Dealing in securities	2019-09-13	2023-07-18
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED	Rep	Advising on securities	2019-01-01	2019-03-08
	Rep	Dealing in securities	2019-01-01	2019-03-08
	Rep	Advising on securities	2015-10-20	2018-12-31
	Rep	Dealing in securities	2015-10-20	2018-12-31
Manulife Investment Management (Hong Kong) Limited	Rep	Advising on securities	2015-01-08	2015-10-09
	Rep	Dealing in securities	2015-01-08	2015-10-09
JPMorgan Asset Management (Asia Pacific) Limited	Rep	Advising on securities	2011-04-01	2014-12-18
	Rep	Asset management	2011-04-01	2014-12-18
JPMorgan Funds (Asia) Limited	Rep	Advising on securities	2011-04-01	2014-12-18
	Rep	Asset management	2011-04-01	2014-12-18
	Rep	Dealing in securities	2008-05-15	2014-12-18
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2007-07-18	2008-05-01