Personnel Hong Kong SFC License Details (ID 84425)

Personnel Hong Kong SFC License Details (ID 84425)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EFG Asset Management (HK) Limited	RO	Dealing in securities	2023-08-30	2025-10-01
	RO	Advising on securities	2019-07-02	2025-10-01
	RO	Asset management	2019-07-02	2025-10-01
	Rep	Advising on securities	2015-06-01	2019-07-02
	Rep	Asset management	2015-06-01	2019-07-02
	Rep	Dealing in securities	2015-06-01	2023-08-30
JF INTERNATIONAL MANAGEMENT INC.	Rep	Advising on securities	2011-02-14	2012-09-21
	Rep	Asset management	2011-02-14	2012-09-21
JPMorgan Asset Management (Asia Pacific) Limited	Rep	Advising on futures contracts	2011-02-14	2012-09-21
	Rep	Advising on securities	2003-11-14	2012-09-21
	Rep	Asset management	2003-11-14	2012-09-21