Personnel Hong Kong SFC License Details (ID 84434)

Personnel Hong Kong SFC License Details (ID 84434)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Capital International, Inc.	Rep	Dealing in securities	2020-05-05	-
MATTHEWS GLOBAL INVESTORS (HONG KONG) LIMITED	Rep	Dealing in securities	2019-08-19	2019-12-31
JPMorgan Asset Management (Asia Pacific) Limited	Rep	Asset management	2007-09-13	2019-07-09
JPMorgan Funds (Asia) Limited	Rep	Dealing in securities	2007-09-13	2019-07-09
FIL Investment Management (Hong Kong) Limited	Rep	Advising on corporate finance	2003-04-01	2004-10-20
	Rep	Advising on securities	2003-04-01	2004-10-20
	Rep	Asset management	2003-04-01	2007-03-17
	Rep	Dealing in securities	2003-04-01	2007-03-17