Personnel Hong Kong SFC License Details (ID 84453)

Personnel Hong Kong SFC License Details (ID 84453)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SM Investment Advisors Limited	RO	Asset management	2015-12-30	2019-12-31
	Rep	Asset management	2015-11-24	2015-12-30
JPMorgan Asset Management (Asia Pacific) Limited	RO	Advising on futures contracts	2012-06-27	2015-05-28
	RO	Advising on securities	2012-06-27	2015-05-28
	RO	Asset management	2012-06-27	2015-05-28
	RO	Dealing in futures contracts	2012-06-27	2015-05-28
	RO	Dealing in securities	2012-06-27	2015-05-28
	Rep	Dealing in futures contracts	2012-04-17	2012-06-27
	Rep	Dealing in securities	2012-04-17	2012-06-27
JF INTERNATIONAL MANAGEMENT INC.	Rep	Advising on corporate finance	-	2004-04-02
	Rep	Advising on securities	-	2015-05-28
	Rep	Asset management	-	2015-05-28
JPMorgan Asset Management (Asia Pacific) Limited	Rep	Advising on corporate finance	-	2004-04-02
	Rep	Advising on futures contracts	-	2012-06-27
	Rep	Advising on securities	-	2012-06-27
	Rep	Asset management	-	2012-06-27