Webb-site Legacy

Mann, Chi Sam 文志生

SFC ID:AJK798

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
JPMorgan Asset Management (Asia Pacific) Limited	Rep	Asset management	2010-05-24	-
	Rep	Dealing in futures contracts	2010-05-24	-
	Rep	Dealing in securities	2010-05-24	-
	Rep	Advising on futures contracts	2010-05-24	2016-06-10
	Rep	Advising on securities	2010-05-24	2016-06-10
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2007-10-02	2008-11-20
	Rep	Dealing in securities	2007-10-02	2008-11-20
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2007-10-02	2008-11-20
	Rep	Dealing in futures contracts	2007-10-02	2008-11-20
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in securities	2007-10-02	2008-11-20
Credit Suisse (Hong Kong) Limited	Rep	Dealing in securities	2005-04-14	2007-09-14
Credit Suisse Futures (Hong Kong) Limited	Rep	Providing automated trading services	2005-04-14	2007-09-14
	Rep	Dealing in futures contracts	2004-05-24	2007-09-14
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2004-02-02	2007-09-14