Personnel Hong Kong SFC License Details (ID 84471)

Personnel Hong Kong SFC License Details (ID 84471)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Eurizon Capital Asia Limited	RO	Advising on securities	2022-07-22	2026-07-31
	RO	Asset management	2022-07-22	2026-07-31
	RO	Dealing in securities	2022-07-22	2026-07-31
	Rep	Asset management	2021-10-20	2022-07-22
	Rep	Advising on securities	2021-10-15	2022-07-22
	Rep	Dealing in securities	2021-10-15	2022-07-22
Jupiter Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2021-01-29	2021-07-31
JUPITER ASSET MANAGEMENT (ASIA PACIFIC) LIMITED	RO	Advising on securities	2018-07-20	2021-07-31
	RO	Dealing in securities	2018-07-20	2021-07-31
	Rep	Asset management	2016-08-26	2018-05-29
	Rep	Advising on securities	2016-08-26	2018-07-20
	Rep	Dealing in securities	2016-08-26	2018-07-20
JPMorgan Funds (Asia) Limited	RO	Advising on securities	2014-10-08	2015-09-05
	RO	Asset management	2014-10-08	2015-09-05
	RO	Dealing in securities	2014-10-08	2015-09-05
JPMorgan Asset Management (Asia Pacific) Limited	Rep	Advising on securities	2007-09-14	2015-09-05
	Rep	Asset management	2007-09-14	2015-09-05
JPMorgan Funds (Asia) Limited	Rep	Dealing in securities	2004-02-06	2014-10-08