Personnel Hong Kong SFC License Details (ID 84481)

Personnel Hong Kong SFC License Details (ID 84481)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
JPMorgan Asset Management (Asia Pacific) Limited	Rep	Advising on futures contracts	2017-12-04	2024-03-15
	Rep	Advising on securities	2017-12-04	2024-03-15
	Rep	Asset management	2017-12-04	2024-03-15
	RO	Advising on futures contracts	2012-06-27	2017-12-04
	RO	Advising on securities	2012-06-27	2017-12-04
	RO	Asset management	2012-06-27	2017-12-04
	RO	Dealing in futures contracts	2012-06-27	2017-12-04
	RO	Dealing in securities	2012-06-27	2017-12-04
	Rep	Dealing in futures contracts	2012-04-17	2012-06-27
	Rep	Dealing in securities	2012-04-17	2012-06-27
JF INTERNATIONAL MANAGEMENT INC.	Rep	Advising on securities	2003-09-23	2019-11-08
	Rep	Asset management	2003-09-23	2019-11-08
JPMorgan Asset Management (Asia Pacific) Limited	Rep	Advising on corporate finance	-	2003-09-22
	Rep	Advising on futures contracts	-	2012-06-27
	Rep	Advising on securities	-	2012-06-27
	Rep	Asset management	-	2012-06-27