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Personnel Hong Kong SFC License Details (ID 8449811)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
HSBC Corporate Finance (Hong Kong) Limited
Rep
Advising on corporate finance
2021-10-07
-
BNP PARIBAS SECURITIES (ASIA) LIMITED
Rep
Advising on corporate finance
2017-04-21
2021-07-09