Personnel SFC Licences and HKMA Registrations (ID 8449811)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Corporate Finance (Hong Kong) Limited	Rep	Advising on corporate finance	2021-10-07	-
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Advising on corporate finance	2017-04-21	2021-07-09

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA registration number: AH4311

Current registrations only

Institution	Activity	HKMA role	Capacity	From	Until	Status
香港上海滙豐銀行有限公司	Dealing in securities	Non-EO	DIRECTOR, CORPORATE AND INSTITUTIONAL BANKING	2021-09-14	—	Current
香港上海滙豐銀行有限公司	Advising on securities	Non-EO	DIRECTOR, CORPORATE AND INSTITUTIONAL BANKING	2021-09-14	—	Current
香港上海滙豐銀行有限公司	Advising on corporate finance	Non-EO	DIRECTOR, CORPORATE AND INSTITUTIONAL BANKING	2021-09-14	—	Current
BNP PARIBAS	Advising on corporate finance	Non-EO	—	2017-03-30	2021-07-09	Former