Personnel Hong Kong SFC License Details (ID 84499)

Personnel Hong Kong SFC License Details (ID 84499)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EFG Asset Management (HK) Limited	RO	Advising on securities	2019-07-02	2026-03-31
	RO	Dealing in securities	2015-08-21	2026-03-31
	Rep	Dealing in securities	2014-05-21	2015-08-21
	Rep	Advising on securities	2014-05-21	2019-07-02
	Rep	Asset management	2014-05-21	2026-03-31
Nomura Asset Management Hong Kong Limited	Rep	Advising on securities	2013-07-30	2014-05-10
	Rep	Asset management	2013-07-30	2014-05-10
	Rep	Dealing in securities	2013-07-30	2014-05-10
JPMorgan Asset Management (Asia Pacific) Limited	Rep	Advising on securities	2010-07-20	2013-06-24
	Rep	Asset management	2010-07-20	2013-06-24
JPMorgan Funds (Asia) Limited	Rep	Advising on securities	2010-07-20	2013-06-24
	Rep	Asset management	2010-07-20	2013-06-24
	Rep	Dealing in securities	2010-07-20	2013-06-24
Janus Henderson Investors Hong Kong Limited	Rep	Advising on securities	2007-11-28	2010-06-30
	Rep	Dealing in securities	2007-11-28	2010-06-30