Personnel Hong Kong SFC License Details (ID 84502)

Personnel Hong Kong SFC License Details (ID 84502)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Bowman and Fitzhugh Asset Management Limited	Rep	Advising on securities	2026-03-19	-
	Rep	Asset management	2026-03-19	-
THK CAPITAL GROUP LIMITED	Rep	Advising on securities	2024-06-28	2026-01-30
	Rep	Asset management	2024-06-28	2026-01-30
AOP Capital Limited	Rep	Advising on securities	2024-06-26	2024-06-28
	Rep	Asset management	2024-06-26	2024-06-28
	RO	Advising on securities	2020-05-28	2024-06-26
	RO	Asset management	2017-10-13	2024-06-26
Trafalgar Capital Management (HK) Limited	Rep	Asset management	2014-10-14	2017-09-29
JF INTERNATIONAL MANAGEMENT INC.	Rep	Advising on securities	2007-03-23	2012-09-21
	Rep	Asset management	2007-03-23	2012-09-21
JPMorgan Asset Management (Asia Pacific) Limited	Rep	Advising on futures contracts	2007-03-23	2012-09-21
	Rep	Advising on securities	2007-03-23	2012-09-21
	Rep	Asset management	2007-03-23	2012-09-21