| TFI Asset Management Limited | RO | Advising on futures contracts | 2025-05-09 | 2025-10-10 |
| RO | Advising on securities | 2025-05-09 | 2025-10-10 |
| RO | Asset management | 2025-05-09 | 2025-10-10 |
| Rep | Advising on futures contracts | 2024-09-27 | 2025-05-09 |
| Rep | Advising on securities | 2024-09-27 | 2025-05-09 |
| Rep | Asset management | 2024-09-27 | 2025-05-09 |
| TFI Securities and Futures Limited | Rep | Dealing in securities | 2024-09-27 | 2025-10-10 |
| Micro Connect (H.K.) Investment Management Limited | Rep | Advising on securities | 2023-04-26 | 2024-06-02 |
| Rep | Asset management | 2023-04-26 | 2024-06-02 |
| Goldstream Capital Management Limited | RO | Advising on securities | 2019-02-19 | 2023-02-24 |
| RO | Asset management | 2019-02-19 | 2023-02-24 |
| Goldstream Securities Limited | RO | Dealing in securities | 2019-02-19 | 2023-02-24 |
| Splentide Capital Limited | RO | Advising on securities | 2016-05-23 | 2018-08-17 |
| RO | Asset management | 2016-05-23 | 2018-08-17 |
| RO | Dealing in securities | 2016-05-23 | 2018-08-17 |
| DWS Investments Hong Kong Limited | Rep | Dealing in securities | 2014-09-01 | 2016-01-01 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Advising on securities | 2010-01-19 | 2014-02-17 |
| Rep | Asset management | 2010-01-19 | 2014-02-17 |
| JPMorgan Funds (Asia) Limited | Rep | Advising on securities | 2010-01-19 | 2014-02-17 |
| Rep | Asset management | 2010-01-19 | 2014-02-17 |
| Rep | Dealing in securities | 2009-12-22 | 2014-02-17 |
| SJS Markets Limited | Rep | Dealing in securities | 2009-08-10 | 2009-11-02 |