Personnel Hong Kong SFC License Details (ID 84514)

Personnel Hong Kong SFC License Details (ID 84514)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CARLYLE HONG KONG EQUITY MANAGEMENT LIMITED	Rep	Dealing in securities	2021-06-08	2025-12-31
American Century Investment Management (Asia Pacific) Limited	Rep	Advising on securities	2013-08-02	2021-05-31
	Rep	Dealing in securities	2013-08-02	2021-05-31
JPMorgan Asset Management (Asia Pacific) Limited	Rep	Advising on securities	2010-10-12	2013-06-28
	Rep	Asset management	2010-10-12	2013-06-28
JPMorgan Funds (Asia) Limited	Rep	Advising on securities	2010-10-12	2013-06-28
	Rep	Asset management	2010-10-12	2013-06-28
	Rep	Dealing in securities	2010-10-12	2013-06-28
BLACKROCK (HONG KONG) LIMITED	Rep	Advising on securities	2009-06-11	2010-09-18
	Rep	Dealing in securities	2009-06-11	2010-09-18