Personnel Hong Kong SFC License Details (ID 8451486)

Personnel Hong Kong SFC License Details (ID 8451486)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on corporate finance	2021-11-01	2023-11-08
	Rep	Advising on securities	2021-11-01	2023-11-08
	Rep	Dealing in securities	2021-11-01	2023-11-08
HAITONG INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2019-11-18	2021-08-20
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2019-11-18	2021-08-20
	Rep	Dealing in securities	2019-11-18	2021-08-20
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2017-04-21	2019-10-22
	Rep	Dealing in securities	2017-04-21	2019-10-22