Personnel Hong Kong SFC License Details (ID 84517)

Personnel Hong Kong SFC License Details (ID 84517)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Dealing in securities	2020-11-17	2024-08-30
	Rep	Dealing in securities	2018-08-24	2020-06-22
BLACKROCK (HONG KONG) LIMITED	Rep	Advising on securities	2014-03-25	2014-12-31
	Rep	Asset management	2014-03-25	2014-12-31
	Rep	Dealing in securities	2014-03-25	2014-12-31
BlackRock Asset Management North Asia Limited	Rep	Asset management	2014-03-25	2015-11-19
	Rep	Advising on securities	2014-03-25	2018-08-10
	Rep	Dealing in securities	2014-03-25	2018-08-10
JPMorgan Asset Management (Asia Pacific) Limited	Rep	Advising on securities	2010-07-30	2014-03-22
	Rep	Asset management	2010-07-30	2014-03-22
JPMorgan Funds (Asia) Limited	Rep	Dealing in securities	2010-07-30	2014-03-22