Personnel SFC Licences and HKMA Registrations (ID 84532)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Lighthouse Capital (HK) Financial Limited	Rep	Dealing in securities	2017-09-20	-
GREATER CHINA SECURITIES LIMITED	Rep	Dealing in securities	2013-11-15	2017-09-15
JIMEI SECURITIES LIMITED	Rep	Dealing in securities	2009-11-26	2013-11-07
GREATER CHINA SECURITIES LIMITED	Rep	Dealing in securities	2005-03-16	2009-11-20
	Rep	Advising on corporate finance	2003-04-01	2003-09-17
	Rep	Advising on securities	2003-04-01	2003-09-17
	Rep	Asset management	2003-04-01	2003-09-17
	Rep	Dealing in securities	2003-04-01	2004-11-12

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.