Personnel Hong Kong SFC License Details (ID 84534)

Personnel Hong Kong SFC License Details (ID 84534)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Yuanta Securities (Hong Kong) Company Limited	Rep	Leveraged foreign exchange trading	2016-05-19	2016-10-31
	Rep	Dealing in futures contracts	2016-05-19	2022-03-04
	Rep	Dealing in securities	2016-05-19	2022-03-04
GUOYUAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2016-03-14	2016-05-10
GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED	Rep	Dealing in securities	2016-03-14	2016-05-10
Yuanta Securities (Hong Kong) Company Limited	Rep	Dealing in futures contracts	2013-11-19	2016-03-05
	Rep	Dealing in securities	2013-11-19	2016-03-05
	Rep	Leveraged foreign exchange trading	2013-11-19	2016-03-05
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2013-05-27	2013-10-05
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2013-05-27	2013-10-05
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2013-02-06	2013-10-05
OnePlatform Asset Management Limited	Rep	Dealing in securities	2012-08-22	2012-12-27
JIMEI ASSET MANAGEMENT LIMITED	Rep	Asset management	2010-11-09	2011-12-31
JIMEI SECURITIES LIMITED	Rep	Dealing in securities	2010-10-07	2012-07-17
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2010-02-09	2010-10-05