Personnel Hong Kong SFC License Details (ID 8453671)

Personnel Hong Kong SFC License Details (ID 8453671)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS Asset Management (Hong Kong) Limited	Rep	Advising on securities	2019-09-19	2019-09-25
	Rep	Dealing in securities	2019-09-19	2019-09-25
	Rep	Advising on securities	2019-05-07	2019-05-11
	Rep	Dealing in securities	2019-05-07	2019-05-11
	Rep	Advising on securities	2019-01-14	2019-01-16
	Rep	Dealing in securities	2019-01-14	2019-01-16
	Rep	Advising on securities	2018-09-04	2018-09-05
	Rep	Dealing in securities	2018-09-04	2018-09-05
	Rep	Advising on securities	2018-05-23	2018-05-25
	Rep	Dealing in securities	2018-05-23	2018-05-25
	Rep	Advising on securities	2017-12-01	2017-12-06
	Rep	Dealing in securities	2017-12-01	2017-12-06
	Rep	Advising on securities	2017-04-21	2017-04-26
	Rep	Dealing in securities	2017-04-21	2017-04-26