Personnel Hong Kong SFC License Details (ID 84545)

Personnel Hong Kong SFC License Details (ID 84545)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CTW SECURITIES LIMITED	RO	Dealing in securities	2019-11-01	2021-06-01
	Rep	Dealing in securities	2019-10-09	2019-11-01
PIXIU ASSET MANAGEMENT LIMITED (TRADING AS APX FORTUNA)	RO	Advising on securities	2017-06-28	2019-01-18
	RO	Asset management	2017-06-28	2019-01-18
China Enterprise Securities Company Limited	RO	Asset management	2016-08-15	2016-11-17
	RO	Dealing in securities	2016-08-15	2016-11-17
Soochow Securities International Brokerage Limited	Rep	Dealing in securities	2015-07-30	2016-07-22
China Hong Kong Capital Asset Management Company Limited	RO	Advising on corporate finance	-	2003-06-20
	RO	Advising on securities	-	2003-06-20
	RO	Asset management	-	2015-06-01
	RO	Dealing in securities	-	2015-06-01