| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| VALUE STAR ASSET MANAGEMENT (HONG KONG) LIMITED | RO | Asset management | 2025-03-24 | - |
| Rep | Asset management | 2025-02-25 | 2025-03-24 | |
| VANTAGE ASSET MANAGEMENT LIMITED (HK) | RO | Asset management | 2024-05-20 | 2025-02-15 |
| Rep | Asset management | 2024-03-07 | 2024-05-20 | |
| AA Capital Limited (HK) | RO | Advising on securities | 2020-04-29 | 2023-12-31 |
| RO | Asset management | 2020-04-29 | 2023-12-31 | |
| Rep | Advising on securities | 2020-02-20 | 2020-04-29 | |
| Rep | Asset management | 2020-02-20 | 2020-04-29 | |
| ARTE Capital Management Limited | RO | Advising on securities | 2019-06-03 | 2019-10-31 |
| RO | Asset management | 2019-06-03 | 2019-10-31 | |
| AA Capital Limited (HK) | RO | Advising on securities | 2017-06-23 | 2019-05-31 |
| RO | Asset management | 2017-06-23 | 2019-05-31 | |
| FULL HOUSE ASSET MANAGEMENT COMPANY LIMITED | RO | Advising on securities | 2016-08-24 | 2017-06-05 |
| RO | Asset management | 2016-08-24 | 2017-06-05 | |
| China Hong Kong Capital Asset Management Company Limited | RO | Asset management | 2016-01-29 | 2016-07-31 |
| Rep | Asset management | 2014-10-27 | 2016-01-29 | |
| RO | Dealing in securities | 2013-06-24 | 2016-07-31 | |
| Rep | Dealing in securities | 2007-09-06 | 2013-06-24 | |
| Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2007-04-24 | 2007-08-29 |
| Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2007-04-24 | 2007-08-29 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2007-01-22 | 2007-04-14 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2007-01-22 | 2007-04-14 |
| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2006-12-15 | 2007-01-03 |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2006-12-15 | 2007-01-03 |
| FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-12-14 | 2006-12-08 |
| FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2003-09-19 | 2006-12-08 |
| EWARTON SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-09-18 |
| Rep | Advising on securities | 2003-04-01 | 2003-09-18 | |
| Rep | Asset management | 2003-04-01 | 2003-09-18 | |
| Rep | Dealing in securities | 2003-04-01 | 2003-09-19 |
No HKMA registrations in the collected records.