Personnel Hong Kong SFC License Details (ID 84572)

Personnel Hong Kong SFC License Details (ID 84572)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Capital International, Inc.	Rep	Dealing in securities	2018-09-11	-
BLACKROCK (HONG KONG) LIMITED	Rep	Advising on securities	2013-07-05	2014-12-31
	Rep	Asset management	2013-07-05	2014-12-31
	Rep	Dealing in securities	2013-07-05	2014-12-31
BlackRock Asset Management North Asia Limited	Rep	Asset management	2013-07-05	2015-11-30
	Rep	Advising on securities	2013-07-05	2018-08-24
	Rep	Dealing in securities	2013-07-05	2018-08-24
JPMorgan Funds (Asia) Limited	Rep	Dealing in securities	2005-08-05	2013-07-03