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Personnel - Public Disciplinary Actions | HK SFC Licensed Personnel (ID 84582)

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Public Disciplinary Actions

SFC bans Mr Fok Chi Kin for 8 months

SFC, 22-Jun-2017

For taking a sales presentation and a client list with him when he moved from JPMorgan to BNP Paribas. He was stupid enough to send it out by e-mail.

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