Personnel Hong Kong SFC License Details (ID 84589)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Global Asset Management Holdings (Bahamas) Limited	RO	Asset management	2024-07-23	2024-12-31
HSBC Global Asset Management (Hong Kong) Limited	RO	Advising on securities	2023-04-12	-
	RO	Asset management	2023-04-12	-
	RO	Dealing in securities	2023-04-12	-
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	RO	Advising on securities	2023-04-12	-
	RO	Asset management	2023-04-12	-
	RO	Dealing in securities	2023-04-12	-
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2022-05-19	2023-04-12
	Rep	Dealing in securities	2022-05-19	2023-04-12
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2022-05-19	2023-04-12
	Rep	Dealing in securities	2022-05-19	2023-04-12
HSBC Global Asset Management (Hong Kong) Limited	RO	Advising on securities	2021-08-31	2022-05-19
	RO	Dealing in securities	2021-08-31	2022-05-19
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	RO	Advising on securities	2021-08-31	2022-05-19
	RO	Dealing in securities	2021-08-31	2022-05-19
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2017-06-02	2021-08-31
	Rep	Dealing in securities	2017-06-02	2021-08-31
	Rep	Asset management	2017-06-02	2023-04-12
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2017-06-02	2021-08-31
	Rep	Dealing in securities	2017-06-02	2021-08-31
	Rep	Asset management	2017-06-02	2023-04-12
VALUE PARTNERS HONG KONG LIMITED	Rep	Advising on securities	2016-04-19	2017-04-21
	Rep	Asset management	2016-04-19	2017-04-21
	Rep	Dealing in securities	2016-04-19	2017-04-21
VALUE PARTNERS LIMITED	Rep	Advising on securities	2016-04-19	2017-04-21
	Rep	Asset management	2016-04-19	2017-04-21
	Rep	Dealing in securities	2016-04-19	2017-04-21
THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED	Rep	Dealing in securities	2012-07-03	2016-03-23
JPMorgan Funds (Asia) Limited	Rep	Dealing in securities	2010-06-29	2012-06-16
SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED	Rep	Advising on futures contracts	2008-08-13	2010-06-11
	Rep	Advising on securities	2008-08-13	2010-06-11
	Rep	Asset management	2008-08-13	2010-06-11
	Rep	Dealing in securities	2008-08-13	2010-06-11
BLACKROCK (HONG KONG) LIMITED	Rep	Dealing in securities	2005-01-11	2005-08-04
	Rep	Advising on securities	2004-06-21	2005-08-04
	Rep	Asset management	2004-06-21	2005-08-04