Personnel Hong Kong SFC License Details (ID 84597)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
JPMorgan Funds (Asia) Limited	Rep	Dealing in securities	2011-02-09	2012-06-14
Yuanta Asia Investment (Hong Kong) Limited	Rep	Advising on securities	2010-11-11	2010-12-21
	Rep	Advising on securities	2007-07-19	2007-12-31
	Rep	Asset management	2007-07-19	2007-12-31
	Rep	Dealing in futures contracts	2006-04-12	2007-12-31
	Rep	Dealing in securities	2006-04-12	2007-12-31