Personnel SFC Licences and HKMA Registrations (ID 84598)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WELLINGTON MANAGEMENT HONG KONG LIMITED	Rep	Advising on securities	2022-10-13	-
	Rep	Dealing in securities	2022-10-13	-
Amundi Hong Kong Limited	Rep	Asset management	2019-01-11	2022-09-30
	Rep	Advising on securities	2018-12-18	2022-09-30
	Rep	Dealing in securities	2018-12-18	2022-09-30
BNP PARIBAS ASSET MANAGEMENT APAC LIMITED	Rep	Advising on securities	2017-12-11	2018-12-09
	Rep	Dealing in securities	2017-12-11	2018-12-09
JPMorgan Funds (Asia) Limited	Rep	Dealing in securities	2010-10-11	2014-05-23

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.