Personnel Hong Kong SFC License Details (ID 84612)

Personnel Hong Kong SFC License Details (ID 84612)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Amundi Hong Kong Limited	Rep	Advising on securities	2025-01-13	-
	Rep	Asset management	2025-01-13	-
	Rep	Dealing in securities	2025-01-13	-
VALUE PARTNERS HONG KONG LIMITED	Rep	Advising on securities	2015-10-09	2024-12-31
	Rep	Asset management	2015-10-09	2024-12-31
	Rep	Dealing in securities	2015-10-09	2024-12-31
VALUE PARTNERS LIMITED	Rep	Advising on securities	2015-10-09	2024-12-31
	Rep	Asset management	2015-10-09	2024-12-31
	Rep	Dealing in securities	2015-10-09	2024-12-31
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2011-11-17	2013-07-06
	Rep	Dealing in securities	2011-09-30	2013-07-06
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2011-09-30	2013-07-06
JPMorgan Funds (Asia) Limited	Rep	Dealing in securities	2004-09-15	2011-09-26