| CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED | RO | Advising on securities | 2019-03-28 | - |
| RO | Asset management | 2019-03-28 | - |
| RO | Dealing in securities | 2019-03-28 | - |
| FOUNDER SECURITIES (HONG KONG) LIMITED | RO | Advising on securities | 2018-11-21 | 2019-01-31 |
| FOUNDER FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2016-06-15 | 2019-01-31 |
| FOUNDER ASSET MANAGEMENT (HONG KONG) LIMITED | RO | Asset management | 2016-05-31 | 2019-01-31 |
| FOUNDER SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2014-12-19 | 2019-01-31 |
| JS CRESVALE CAPITAL LIMITED | RO | Asset management | 2010-09-06 | 2014-07-26 |
| RO | Dealing in securities | 2007-11-20 | 2014-07-26 |
| JS CRESVALE SECURITIES INTERNATIONAL LIMITED | RO | Dealing in futures contracts | 2006-09-12 | 2014-07-26 |
| RO | Dealing in securities | 2004-07-21 | 2014-07-26 |
| Rep | Dealing in securities | 2003-12-29 | 2004-07-21 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2003-11-14 | 2003-12-04 |