Personnel Hong Kong SFC License Details (ID 84630)

Personnel Hong Kong SFC License Details (ID 84630)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED	Rep	Dealing in securities	2017-02-02	2017-05-05
JS CRESVALE CAPITAL LIMITED	Rep	Dealing in securities	2011-08-01	2011-12-30
JS CRESVALE SECURITIES INTERNATIONAL LIMITED	Rep	Advising on securities	2011-08-01	2011-12-30
	Rep	Dealing in futures contracts	2011-08-01	2011-12-30
	Rep	Dealing in securities	2011-08-01	2011-12-30
Jefferies Hong Kong Limited	Rep	Advising on securities	2010-12-20	2011-01-24
	Rep	Dealing in securities	2010-12-20	2011-01-24
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2010-08-20	2010-11-01
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2007-04-23	2010-08-20
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2007-02-16	2010-11-01
Merrill Lynch Far East Limited	Rep	Dealing in securities	2007-02-16	2010-11-01