| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Carret Private Capital Limited | RO | Advising on securities | 2016-11-03 | - |
| RO | Dealing in securities | 2016-11-03 | - | |
| RO | Asset management | 2016-05-03 | - | |
| Julius Baer (Hong Kong) Limited | RO | Asset management | 2011-02-14 | 2011-09-14 |
| RO | Dealing in securities | 2007-05-29 | 2011-12-31 | |
| RO | Advising on securities | 2007-04-02 | 2011-12-31 | |
| Credit Suisse Solution Partners (Hong Kong) Limited | RO | Advising on corporate finance | 2005-03-08 | 2006-08-08 |
No HKMA registrations in the collected records.