Personnel Hong Kong SFC License Details (ID 84644)

Personnel Hong Kong SFC License Details (ID 84644)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Julius Baer (Hong Kong) Limited	RO	Asset management	2011-02-14	2011-12-31
	Rep	Advising on securities	2010-09-21	2011-12-31
	Rep	Dealing in securities	2010-09-21	2011-12-31
LGT INVESTMENT MANAGEMENT (ASIA) LIMITED	RO	Advising on securities	2008-05-14	2010-06-17
	RO	Asset management	2008-05-14	2010-06-17
	RO	Dealing in securities	2008-05-14	2010-06-17
	Rep	Advising on securities	2005-11-24	2008-05-14
	Rep	Asset management	2005-11-24	2008-05-14
	Rep	Dealing in securities	2005-11-24	2008-05-14