Mok, Wai Yin (SFC:AHX029) 莫慧賢

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LGT INVESTMENT MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2013-06-27	-
	Rep	Asset management	2013-06-27	-
	Rep	Dealing in securities	2013-06-27	-
Julius Baer (Hong Kong) Limited	Rep	Asset management	2011-03-08	2011-12-31
	Rep	Advising on securities	2010-09-29	2011-12-31
	Rep	Dealing in securities	2010-09-29	2011-12-31
LGT INVESTMENT MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2010-06-14	2010-09-17
	Rep	Asset management	2010-06-14	2010-09-17
	Rep	Dealing in securities	2005-01-14	2010-09-17

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LGT INVESTMENT MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2013-06-27	-
	Rep	Asset management	2013-06-27	-
	Rep	Dealing in securities	2013-06-27	-
Julius Baer (Hong Kong) Limited	Rep	Asset management	2011-03-08	2011-12-31
	Rep	Advising on securities	2010-09-29	2011-12-31
	Rep	Dealing in securities	2010-09-29	2011-12-31
LGT INVESTMENT MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2010-06-14	2010-09-17
	Rep	Asset management	2010-06-14	2010-09-17
	Rep	Dealing in securities	2005-01-14	2010-09-17

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.