| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| UX SECURITIES LIMITED | RO | Asset management | 2024-07-09 | - |
| RO | Advising on securities | 2024-04-09 | - | |
| RO | Dealing in securities | 2024-04-09 | - | |
| Rep | Advising on securities | 2024-03-18 | 2024-04-09 | |
| Rep | Dealing in securities | 2024-03-18 | 2024-04-09 | |
| CF ASSET MANAGEMENT LIMITED | RO | Asset management | 2018-09-20 | 2023-12-13 |
| RO | Advising on securities | 2018-06-20 | 2023-12-13 | |
| CF SECURITIES LIMITED | RO | Dealing in securities | 2016-01-05 | 2023-12-13 |
| KAISER FUTURES LIMITED | RO | Dealing in futures contracts | 2015-02-06 | 2015-08-31 |
| KAISER SECURITIES LIMITED | RO | Dealing in securities | 2014-12-12 | 2015-08-31 |
| KAISER FUTURES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2005-01-29 |
| Rep | Asset management | 2003-04-01 | 2005-01-29 | |
| Rep | Dealing in futures contracts | 2003-04-01 | 2015-02-06 | |
| KAISER SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2005-01-29 |
| Rep | Advising on securities | 2003-04-01 | 2005-01-29 | |
| Rep | Asset management | 2003-04-01 | 2005-01-29 | |
| Rep | Dealing in securities | 2003-04-01 | 2014-12-12 |
No HKMA registrations in the collected records.