| ASA SECURITIES LIMITED | Rep | Dealing in futures contracts | 2016-02-03 | 2016-08-03 |
| Rep | Dealing in securities | 2016-02-03 | 2016-08-03 |
| KAISER FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-03-12 | 2012-11-30 |
| KAISER SECURITIES LIMITED | Rep | Dealing in securities | 2004-03-12 | 2012-11-30 |
| Well Link International Securities Limited | Rep | Advising on futures contracts | - | 2004-03-01 |
| Rep | Asset management | - | 2004-03-01 |
| Rep | Providing automated trading services | - | 2004-03-01 |
| Rep | Dealing in futures contracts | - | 2004-03-02 |
| WINWIN SECURITIES LIMITED | Rep | Advising on corporate finance | - | 2004-03-01 |
| Rep | Advising on securities | - | 2004-03-01 |
| Rep | Asset management | - | 2004-03-01 |
| Rep | Providing automated trading services | - | 2004-03-01 |
| Rep | Dealing in securities | - | 2004-03-02 |