Personnel Hong Kong SFC License Details (ID 84672)

Personnel Hong Kong SFC License Details (ID 84672)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PC SECURITIES LIMITED	Rep	Dealing in securities	2024-12-24	2025-02-03
FORTHRIGHT SECURITIES COMPANY LIMITED	Rep	Advising on futures contracts	2019-11-07	2024-04-20
	Rep	Dealing in futures contracts	2019-11-07	2024-04-20
	RO	Advising on securities	2018-10-15	2024-04-20
	Rep	Advising on securities	2018-02-26	2018-10-15
	RO	Dealing in securities	2017-11-23	2024-04-20
	Rep	Dealing in securities	2016-08-09	2017-11-23
Gong Ping Futures Limited	Rep	Dealing in futures contracts	2013-05-16	2016-04-23
Gong Ping Securities Limited	Rep	Dealing in securities	2013-05-16	2016-04-23
KAISER FUTURES LIMITED	Rep	Dealing in futures contracts	2010-09-29	2013-05-04
KAISER SECURITIES LIMITED	Rep	Dealing in securities	2007-04-02	2013-05-04