Ng, Fanny Tak Lin 吳德蓮 SFC Licences and HKMA Registrations (ID 84673)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Zhong Yang Capital Limited	RO	Advising on securities	2024-02-22	-
	RO	Asset management	2024-02-22	-
Zhong Yang Securities Limited	RO	Dealing in securities	2024-02-22	-
Zhong Yang Capital Limited	Rep	Advising on securities	2024-02-09	2024-02-22
	Rep	Asset management	2024-02-09	2024-02-22
Zhong Yang Securities Limited	Rep	Dealing in securities	2024-02-09	2024-02-22
CF ASSET MANAGEMENT LIMITED	RO	Advising on securities	2023-03-06	2023-11-17
	RO	Asset management	2023-03-06	2023-11-17
CF SECURITIES LIMITED	RO	Dealing in securities	2018-02-01	2023-11-17
	Rep	Dealing in securities	2017-09-08	2018-02-01
KAISER FUTURES LIMITED	Rep	Dealing in futures contracts	2010-11-09	2017-09-04
KAISER SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2005-02-18
	Rep	Advising on securities	2003-04-01	2005-02-18
	Rep	Asset management	2003-04-01	2005-02-18
	Rep	Dealing in securities	2003-04-01	2017-09-04

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.