| Kudos Summit Asset Management Limited | RO | Advising on securities | 2023-07-10 | - |
| RO | Asset management | 2023-07-10 | - |
| GETTA SECURITIES LIMITED | RO | Advising on securities | 2019-01-08 | 2023-05-31 |
| RO | Dealing in futures contracts | 2019-01-08 | 2023-05-31 |
| RO | Dealing in securities | 2019-01-08 | 2023-05-31 |
| GETTA ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2018-08-06 | 2023-05-31 |
| RO | Asset management | 2017-03-21 | 2023-05-31 |
| KAISER FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-05-25 | 2016-11-25 |
| KAISER SECURITIES LIMITED | Rep | Dealing in securities | 2011-05-25 | 2016-11-25 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2008-11-03 | 2011-04-01 |
| SUN YI COMPANY LIMITED | Rep | Dealing in futures contracts | 2008-11-03 | 2011-04-01 |
| PRUDENTIAL BROKERAGE LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-06-09 |
| Rep | Advising on securities | 2003-04-01 | 2004-06-09 |
| Rep | Asset management | 2003-04-01 | 2004-06-09 |
| Rep | Providing automated trading services | 2003-04-01 | 2004-06-09 |
| Rep | Dealing in securities | 2003-04-01 | 2008-10-13 |
| PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2004-06-09 |
| Rep | Asset management | 2003-04-01 | 2004-06-09 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2008-10-13 |