| KAISER FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-07-11 | 2012-06-11 |
| KAISER SECURITIES LIMITED | Rep | Dealing in securities | 2011-07-11 | 2012-06-11 |
| ONE CHINA SECURITIES LIMITED | Rep | Dealing in futures contracts | 2009-09-08 | 2011-06-30 |
| Rep | Dealing in securities | 2009-09-08 | 2011-06-30 |
| REALINK FINANCIAL TRADE LIMITED | Rep | Dealing in futures contracts | 2004-06-25 | 2009-09-04 |
| Rep | Advising on corporate finance | - | 2003-09-23 |
| Rep | Advising on securities | - | 2003-09-23 |
| Rep | Asset management | - | 2003-09-23 |
| Rep | Providing automated trading services | - | 2003-09-23 |
| Rep | Dealing in securities | - | 2009-09-04 |