Personnel SFC Licences and HKMA Registrations (ID 84679)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Huafu International Asset Management Limited	RO	Asset management	2021-01-25	-
Huafu International Securities Limited	RO	Advising on securities	2021-01-25	-
	RO	Dealing in securities	2021-01-25	-
KAISER CAPITAL MANAGEMENT LIMITED	RO	Advising on securities	2017-08-07	2019-10-31
	RO	Asset management	2017-08-07	2019-10-31
KAISER SECURITIES LIMITED	RO	Dealing in securities	2003-06-23	2019-10-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.