Personnel SFC Licences and HKMA Registrations (ID 84681)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KAISER FUTURES LIMITED	Rep	Dealing in futures contracts	2019-11-22	-
KAISER SECURITIES LIMITED	Rep	Dealing in securities	2007-07-03	-
Fosun International Securities Limited	Rep	Dealing in securities	2003-07-02	2007-06-30
VICTORFIELD SECURITIES LIMITED	RO	Advising on corporate finance	2003-04-01	2003-07-02
	RO	Advising on securities	2003-04-01	2003-07-02
	RO	Asset management	2003-04-01	2003-07-02
	RO	Dealing in securities	2003-04-01	2003-07-02

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.