Personnel Hong Kong SFC License Details (ID 84731)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Sino Linear Investment Management Limited	RO	Advising on securities	2026-01-08	-
	RO	Asset management	2023-11-16	-
DaoKou Asset Management Limited	Rep	Advising on securities	2023-06-01	2023-10-31
	Rep	Asset management	2023-06-01	2023-10-31
DaoKou Securities Limited	Rep	Dealing in securities	2023-06-01	2023-10-31
HTF Securities Limited	RO	Advising on securities	2019-08-14	2023-04-01
	RO	Asset management	2019-08-14	2023-04-01
	RO	Dealing in securities	2019-08-14	2023-04-01
	Rep	Advising on securities	2019-07-19	2019-08-14
	Rep	Asset management	2019-07-19	2019-08-14
	Rep	Dealing in securities	2019-07-19	2019-08-14
HK KEYSTONE CAPITAL LIMITED	RO	Advising on securities	2018-11-09	2019-04-08
	RO	Asset management	2018-11-09	2019-04-08
	RO	Dealing in securities	2018-11-09	2019-04-08
Prior Asset Management Limited	RO	Advising on securities	2016-09-14	2018-10-15
	RO	Asset management	2016-09-14	2018-10-15
D'ASIE ASSET MANAGEMENT LIMITED	RO	Advising on securities	2016-01-19	2016-08-01
	RO	Asset management	2016-01-19	2016-08-01
KARL THOMSON INVESTMENT CONSULTANTS LIMITED	RO	Asset management	2014-10-27	2016-01-15
KARL-THOMSON SECURITIES COMPANY LIMITED	RO	Dealing in securities	2013-10-24	2016-01-15
KARL-THOMSON COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2010-09-24	2016-01-15
KARL-THOMSON SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2009-07-30	2013-10-24
KARL THOMSON INVESTMENT CONSULTANTS LIMITED	Rep	Asset management	2006-05-25	2014-10-27
	Rep	Advising on securities	2004-08-06	2016-01-15