Personnel Hong Kong SFC License Details (ID 84732)

Personnel Hong Kong SFC License Details (ID 84732)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Core Capital Securities Limited	RO	Dealing in securities	2019-03-07	-
	Rep	Dealing in securities	2019-01-29	2019-03-07
JT CAPITAL ASSET MANAGEMENT LIMITED	Rep	Dealing in securities	2019-01-29	2020-12-16
Corres International HK Co., Limited	RO	Dealing in securities	2018-09-07	2019-01-20
Core Capital Securities Limited	RO	Dealing in securities	2016-10-18	2018-06-01
	Rep	Dealing in securities	2016-10-04	2016-10-18
KARL THOMSON INVESTMENT CONSULTANTS LIMITED	Rep	Asset management	2016-01-26	2016-09-30
KARL-THOMSON SECURITIES COMPANY LIMITED	Rep	Asset management	2016-01-26	2016-09-30
	Rep	Dealing in securities	2009-07-30	2016-09-30
KARL THOMSON INVESTMENT CONSULTANTS LIMITED	Rep	Advising on securities	2004-12-06	2016-09-30