Personnel Hong Kong SFC License Details (ID 84733)

Personnel Hong Kong SFC License Details (ID 84733)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Advising on securities	2022-04-19	2026-07-01
	Rep	Dealing in securities	2022-04-19	2026-07-01
	Rep	Advising on securities	2016-07-01	2019-04-10
	Rep	Dealing in securities	2016-07-01	2019-04-10
Core Pacific - Yamaichi Asset Management Limited	Rep	Asset management	2015-07-08	2019-04-10
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Advising on securities	2013-08-30	2016-06-30
	Rep	Dealing in securities	2013-08-30	2016-06-30
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2013-08-30	2016-06-30
KARL-THOMSON SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2009-09-08	2013-08-16
KARL THOMSON INVESTMENT CONSULTANTS LIMITED	Rep	Asset management	2005-09-20	2013-08-16
	Rep	Advising on securities	-	2013-08-16