| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| KARL THOMSON FINANCE LIMITED | RO | Securities margin financing | 2018-05-03 | - |
| KARL-THOMSON SECURITIES COMPANY LIMITED | RO | Asset management | 2010-03-11 | - |
| KARL-THOMSON COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2003-04-01 | - |
| Rep | Advising on futures contracts | 2003-04-01 | 2004-10-30 | |
| Rep | Asset management | 2003-04-01 | 2004-10-30 | |
| KARL-THOMSON SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2003-04-01 | - |
| RO | Advising on corporate finance | 2003-04-01 | 2004-10-30 | |
| RO | Advising on securities | 2003-04-01 | 2004-10-30 | |
| RO | Asset management | 2003-04-01 | 2004-10-30 | |
| RO | Providing automated trading services | 2003-04-01 | 2004-10-30 |
No HKMA registrations in the collected records.