Personnel Hong Kong SFC License Details (ID 84742)

Personnel Hong Kong SFC License Details (ID 84742)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KARL THOMSON FINANCE LIMITED	RO	Securities margin financing	2018-05-30	-
KARL-THOMSON SECURITIES COMPANY LIMITED	RO	Dealing in securities	2018-05-15	-
KARL-THOMSON COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2003-04-01	-
	Rep	Advising on futures contracts	2003-04-01	2004-05-05
	Rep	Asset management	2003-04-01	2004-05-05
KARL-THOMSON SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-05-05
	Rep	Advising on securities	2003-04-01	2004-05-05
	Rep	Asset management	2003-04-01	2004-05-05
	Rep	Providing automated trading services	2003-04-01	2004-05-05
	Rep	Dealing in securities	2003-04-01	2018-05-15