Personnel SFC Licences and HKMA Registrations (ID 84751)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KARL-THOMSON SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2009-05-19	-
	Rep	Asset management	2009-04-28	-
BMI FUNDS MANAGEMENT LIMITED	Rep	Advising on securities	2009-03-13	2009-04-08
	Rep	Asset management	2009-03-13	2009-04-08
KARL THOMSON INVESTMENT CONSULTANTS LIMITED	Rep	Asset management	2005-04-26	2009-02-18
	Rep	Advising on securities	2003-04-01	2009-02-18

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.